There’s No Regulatory Compliance Without Governance

I don’t think anyone can doubt that the regulatory landscape relative to data privacy has tightened significantly over the last few years. I also think few will doubt that this tightening will continue, given the enormous growth in things like big data analytics, artificial intelligence, alternative payment methods, mobile, and of course, the Internet of Things.

Most businesses have given considerable thought on how to take advantage of these things, and may even have existing projects in place to exploit them, but without a program of IT Security Governance in place to provide the right input, at the right time, these projects could rapidly become a regulatory and financial albatross.

But what do I mean by Governance? According to Wikipedia, Governance;”…relates to the processes of interaction and decision-making among the actors involved in a collective problem that lead to the creation, reinforcement, or reproduction of social norms and institutions.

According to ISCA – The Governance Institute, it is; “…the way that an organisation is directed and controlled. It is the toolkit for the processes and the oversight which drives the highest standards of leadership, accountability and behaviour. Strong governance helps boards and organisations to achieve their goals by acting appropriately and fairly.”

I could find 100 different descriptions, and none of them would be wrong, or even inappropriate to my message, but it’s a lack of understanding of what true Governance is that causes so many organisations to ignore it altogether. Without Governance, you don’t have any form of compliance, internal or external, let alone real security. End of story. It is one of The 4 Foundations of Security, and arguably the most important.

I like to simplify, so to me Governance is; “The business side and the IT side having appropriate conversations.” That’s it. The business side will ALWAYS own and control an organisation’s goals, and rightfully so, the ONLY role of IT is to support and enable the achievement of those goals. Nothing more.

That said, exclude IT and IT Security from ANY aspect of the strategy and planning processes and you’re in for a world of hurt. Security is never more expensive or ineffectual than when it’s retrofitted on a broken process. IT is NOT there to say no, they are there to say, OK, but do it this way from the beginning. IT Security are no different, and there is not one regulation on the planet that cannot be met if the proper planning is performed at the beginning.

As an extension to this, without Governance, Legal and IT and IT Security department can and do get in the way. It’s their JOB to protect the organisation! Too often Sales goes crying up to the CEO that someone is in the way of them doing business and an edict comes from on high that completely circumvents the checks and balances that are there for a very good reason.

Governance controls this process and ensures that the needs of all sides, and therefore the entire business, are met with the minimum of delay or inefficiency. It is represented by Legal, IT, IT Security, HR, Sales, Marketing, you name it, everyone must have their say. There is simply nothing more important to a business’s health and future than a well run cross-functional unit that has executive management support.

As an example, think about how important big data analytics has become to some organisations whose very existence is driven by transforming data into information. Harmless content can become PII, AI can create profiles that would attract significant penalties without the collection of appropriate consent. With input from Legal, IT Security, an Data Analytics, a comprehensive strategy can be put in place to develop a product that meets regulatory needs. Then Marketing and Sales can do their thing and everyone wins.

Governance is both the way and means to get these teams in the same room and talking about the same goal, no other function in the organisation has this much influence.

And it’s all so simple.

Leave a Reply

Your email address will not be published. Required fields are marked *